
Everywhere I go in my consulting practice, performance “accountability”
is among the top two or three concerns of senior executives.
Accountability has various definitions, but the word is usually
used to denote personal responsibility for getting desired results.
It’s an admirable idea, and all good managers and leaders want
their people to be “accountable.”
Of course accountability doesn’t apply only to rank and file
employees. Managers and leaders should be accountable for holding
others accountable. After all, isn’t getting good results with
and through other people the very reason we have managers and
leaders?
I recently visited a client organization that employs about
1,300 people. By some standards, an employee population of
only 1,300 isn’t a big company. But in this particular highly
specialized, highly technical industry, 1,300 is about average.
I was called in to work with the senior management team on
“communication” issues. At dinner one evening, I asked one
of the top executives a pointed question: “Last year, how
many of your 1,300 employees received a ‘Needs Improvement’
performance appraisal rating?”
“Six,” my friend answered.
“I’m sorry,” I said. “My question must not have been clear.
Of all of your 1,300 employees, how many of them …”
My friend interrupted me in mid-sentence. “Your question was
painfully clear,” he said. “Last year, only six of our people
received a ‘Needs Improvement’ rating.”
He went on to describe his organization as similar to Garrison
Keeler’s mythical Lake Wobegone community where all the men are handsome,
all the women are beautiful, and all the children are above
average.
“We’re good with technology,” he said, “but we’re not at all
good at the straight talk that’s necessary for consistently
high performance. Sometimes we dance around or even ignore
issues that cry out for attention.”
My friend’s assessment of his organization was right on target.
And it underscored the common need (1) to define what accountability
really means and then (2) to engage people in ways that win
their hearts, minds and commitment.
Some of my clients address the matter with something called
the Ladder of Accountability.
The
Ladder
At the lowest rung on the ladder, people are simply “Unaware”
or “Unconscious.” They don’t even know there’s a situation
that needs attention.
The next rung on the ladder is the “Blame Others” level. Here’s
where we see a lot of finger pointing. When something goes
wrong, or fails to go right, people at this level are quick
to censure their colleagues. This is the behavior we frequently
see on “The Apprentice,” Donald Trump’s television show in
which young professionals fight it out for a big job opportunity.
Rather than fixing problems, most of the contestants invest
their energy in fixing blame.
Just above the “Blame Others” rung on the Ladder of Accountability
are the “Personal Excuses” and “I Can’t” levels. The behavior
we see here is sort of an adult version of “the dog ate my
homework” syndrome. People talk themselves into believing,
for a wide range of imaginative reasons, that they are simply
unable to accomplish the task at hand. It’s never their fault,
of course, because (they genuinely believe) they are controlled
by circumstances.
Next we have the “Wait and Hope” level. Although waiting and
hoping are better than blaming and making excuses, this is
still a mind set that places the obligation for results on
someone else. In fact, all of behaviors on these lower rungs
on the Ladder of Accountability are victim behaviors. People
who languish at these levels of performance (or non-performance)
seem to believe that things happen to them.
So let’s consider the more productive rungs on the Ladder of
Accountability.
Taking
Accountability
At the “Acknowledge Reality” level, people at least have their
heads out of the sand. They see the situation for what it
is, sort the facts from the fiction, and accept the certainty
that something needs to be changed.
An even higher rung on the ladder is the “Own It!” level. People
operating at this level admit their own role in the problem,
then accept ownership of the situation. People who psychologically
“own” a problem are much more likely to solve it than people
who merely acknowledge that a problem exists. The symptoms
of psychological ownership are intense interest, passion,
determination, and the persistent investment of energy. Psychological
ownership reminds us of the old joke about ham and eggs. The
chicken is merely involved; the pig is truly committed.
Just above the “Own It! level is the “Find a Solution!” rung
on the Ladder of Accountability. Solutions are spawned by
commitment to results.
And the highest rung on the Ladder of Accountability is the
“Make It Happen!” level. People who operate at this level
don’t just talk about results, they get results. Their
commitment is relentless (I didn’t say ruthless, I
said relentless.)
These “Make It Happen!” people sometimes make the hand-wringers
uncomfortable. They not only tend to think outside the box,
they often refuse to accept the notion that “the box” even
exists. They don’t take no for an answer. They gain special
satisfaction in solving problems that others regard as impossible
or just too difficult. They’re worth their weight in gold
because they know that things happen because of them,
not to them.
This is not to suggest that “Make It Happen!” people are renegades
or organizational vigilantes. They not only feel accountable
for results, they also feel accountability to their colleagues.
Good “Make It Happen!” people are very big on mutual respect
and mutual purpose.
Self-Assessment
Of course with mutual respect and mutual purpose comes a willingness
to account for one’s own performance. This includes accepting
responsibility for personal performance shortfalls as well
as accepting credit for personal performance triumphs.
In an earlier column I talked about how top performers deliberately
seek feedback, and not just the pat-on-the-back variety. (See
”Feedback:
Breakfast of Champions”.)
The notion of feedback highlights a key component of performance
accountability: dialogue.
In Crucial Conversations, a best-selling book by
four of my colleagues, dialogue is defined as the free flow
of meaning between two or more people. Notice that the definition
doesn’t mention agreement. It focuses on the free flow of
meaning. My version of good performance may not square
with yours. So if we are to work together productively, both
of us must be comfortable enough to put our own meaning into
the shared pool. Only then can we make each other smarter,
concur on mutual purpose, and produce a result that satisfies
us both.
A “crucial conversation” is defined here as an interaction
with high stakes, varied opinions, and at least the potential
for strong emotion. What could fit that definition more closely
than a conversation about someone’s performance?
All of this presupposes that people in successful accountability
relationships (like managers and direct reports) must be able
to talk with each other openly and honestly, early and often.
Of course for some people open and honest communication is
a bit like having a baby: it’s easier to conceive than to
deliver.
Helpful
Skills
A set of five extremely helpful skills in Crucial Conversations
is captured in a handy acronym: STATE My Path. STATE stands
for Share your facts, Tell your story, Ask
for others’ paths, Talk tentatively, and Encourage
testing.
In a conversation about someone’s performance, it’s always
best to begin with the facts. And be very careful not to allow
stories to masquerade as facts. Facts are observable and verifiable.
Conclusions, attributions, and judgments are the feelings
we have and the stories we tell ourselves about the facts.
Which is a better start?
“I’m fed up with you.” (feelings)
“You’re totally irresponsible.” (story)
“On the past seven projects you’ve missed your production deadline
five times and exceeded budget on six. Each time you apologized
and promised to do better with the next project.” (facts)
Sharing your facts – first – is less controversial. Facts are
less insulting because, well, facts are facts.
I’m not suggesting that crucial conversations about someone’s
performance are necessarily easy. Sometimes they are quite
uncomfortable. But not nearly as uncomfortable as the certainty
of unresolved performance issues.
After you have briefly Shared your facts (don’t pile
it on), Tell your story. Explain the conclusions and
judgments you’ve drawn from the facts you just shared. This
might be expressed as simply as “I’m beginning to wonder if
you’re not as committed to our success as you had led me to
believe, of if something else is going on.”
Asking for the other
person’s path (how he got the results he’s now getting) can
be as simple as saying, “How do you see it?” This opens the
door for the other person to put his meaning into the pool
– to tell you how the world looks from his vantage point.
This includes making it safe for the other person to share
new ideas and to challenge your facts.
These first three skills are called the “What” skills. The
“How” skills are Talk tentatively and Encourage
testing.
Talking tentatively does not mean expressing false doubt, tip-toeing
through issues, or sugarcoating your views. It merely means
that you don’t try to ram your perspective down someone’s
throat. “The only reasonable option …” is too forceful and
usually not as effective as “I propose that you consider …”
“You’re completely incompetent …” is likely to trigger a response
very different from what you might get with, “I’m wondering
if a bit more coaching would be helpful.
Encourage testing
is the “how” skill of inviting others to challenge your own
thinking. If your goal is to convince, compel, or control,
you’ll likely do a good job of expressing your view but a
lousy job of encouraging others to express theirs. I heard
one manager make a mockery of this skill when he said to his
staff, “I think any smart engineer can see that my approach
is the right one, but, hey, if any of you want to challenge
my way, take your best shot.” So much for dialogue.
When performance accountability is important – and when is
it not? – a good place to start is with open dialogue about
mutual purpose and mutual expectations.
What does great performance “look like” to you? What does it
“look like” to the person to whom you’re delegating? What
are your mutual expectations on deliverables, timelines, budgets,
and all the other parameters of the task? Where, when, and
how will the accountability sessions occur?
Consistently effective managers and leaders find that it helps
to be explicit about what kind of performance they stand for
and what kind of performance they will not stand for. They
recognize victim, villain, and helpless stories when they
see them, and they disabuse their people of any notion that
the blame game is acceptable.
Consistently effective managers and leaders are accountable
for holding others accountable.Rodger
Dean Duncan, co-author of Leadership for Saints, is founder
and president of The Duncan Company, a consulting firm specializing
in individual and organizational effectiveness. He can be reached
at RDD@DuncanWorldwide.com
or www.DuncanWorldwide.com.